Ricky Mahlum
Ricky Mahlum is a registered investment advisor at Independent Financial Group, LLC, based in Plymouth, MN, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
3655 Ximines Lane N, Plymouth, MN, 55441
Get directionsHistory
Regulatory History (2)
Judgment / Lien
May 2013Judgment / Lien
November 2006Other Business ActivitiesSells Insurance
Ricky is a licensed insurance agent in Minnesota since 1990, offering various insurance products and spending a few hours per week on this activity. He is also the 100% owner of Lighthouse Investor Services, a DBA used for marketing purposes, dedicating minimal time to it.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Qa3 Financial CORP.Broker
Royal Alliance Associates, INC.Broker
First Affiliated SecuritiesBroker
Dain Bosworth IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.