Mary Robertson is a registered investment advisor, based in Marion, NY, with 41 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3667 Countryside Lane, Marion, NY, 14505
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Regulatory History (1)
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Customer Dispute
June 2019Settled
Other Business Activities
Mary is an Investment Advisor Representative (IAR) doing business as MRB Financial Services LLC, dedicating about three-quarters of her time to this. She also works as an advisory representative of a Registered Investment Advisor (RIA), spending nearly full-time hours on this role, with a significant portion dedicated to trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2024 - Present · 1 yr 11 mos
Cambridge Investment Research, INC.Broker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Cadaret Grant & CO INC
May 2021 - November 2024 · 3 yrs 6 mos
Cadaret, Grant & CO., INC.Broker
May 1997 - November 2024 · 27 yrs 6 mos
Nathan & Lewis Securities, INC.Broker
January 1993 - May 1997 · 4 yrs 4 mos
Essex Capital Markets, INC.Broker
April 1990 - February 1993 · 2 yrs 10 mos
Thomas James Associates, INC.Broker
April 1985 - April 1990 · 5 yrs
State Registrations10 states
FLGAKYMDNCNYPASCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.