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Charles Falor

40 Years of Experience
St. Petersburg, FL
Broker

Charles Falor is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St. Petersburg, FL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

5901 Sun Boulevard, Suite 101, St. Petersburg, FL, 33715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles is a partner and owns 12% of a company in Naples, FL, since 2012. He dedicates minimal time to this business.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
September 2002 - Present · 23 yrs 10 mos
Previous Registrations
Raymond James Financial Services
May 2005 - October 2009 · 4 yrs 5 mos
Donald & CO. Securities INC.Broker
August 1988 - September 2002 · 14 yrs 1 mo
Donald & CO. Securities INC.Broker
July 1988 - August 1988 · 1 mo
Fitzgerald, Dearman & Roberts, INC.Broker
September 1987 - January 1990 · 2 yrs 4 mos
The Stuart-James Company, INC.Broker
April 1985 - October 1987 · 2 yrs 6 mos
State Registrations37 states
ALARAZCACOCTDEFLGAHIILINKYLAMAMDMIMNMOMSNCNDNHNJNMNYOHOKORPASCTNTXVAVirgin IslandsWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Charles Falor - Financial Advisor | TrueAdvisor