Jose Gallego
Jose Gallego is a registered investment advisor at Osaic Wealth, INC., based in Naperville, IL, with 37 years of industry experience. Jose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Naperville, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jose works as a soccer referee for the Naperville Park District and is an insurance agent for AGM Investment Group, also owning/presiding over AGM Investment Group. He also originates mortgages, owns foreign rental and farm properties, and dedicates about 10-20% of his time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Uvest Financial Services Group, INC.Broker
Linsco/private Ledger CORP.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Adm Securities, INC.Broker
Striker Securities, INC.Broker
R.B. Webster Investments, INC.Broker
Graystone Nash, INC.Broker
Weaver Johnson & Company,inc.Broker
Writer (r.) Securities, INC.Broker
Graystone Nash, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.