Roy Blumberg is a registered investment advisor at Private Advisor Group, LLC, based in Malvern, PA, with 34 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
101 Lindenwood Drive Ste 225, Malvern, PA, 19355
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roy is a registered investment advisor with Private Advisor Group, providing fee-based asset management services since 2012. He also operates under the DBA Horatio Street Wealth Management, dedicating nearly full-time hours to these investment advisory activities.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Sterne, Agee & Leach, INC.Broker
Sterne Agee Investment Advisors, INC.
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
First Allied Securities, INC.Broker
Josephthal & CO., INC.Broker
Josephthal Lyon & Ross IncorporatedBroker
Martin Simpson & Company, INC.Broker
Thomson Mckinnon Securities INC.Broker
Capital Intermediary Group, LTD.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.