Judy Rubin
Judy Rubin is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Judy is involved in several outside business activities, including insurance sales, a social club, and advisory services. She dedicates a few hours per week to health, life, disability, and LTC insurance and fixed annuities through Crump INS and Sequoia Agency, about 10-20% of her time to Q&R Financial Services, about a quarter of her time to APA Inc Advisory Services, and a few hours per week to Mogul Meishers Ski & Snowboard Club.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.
Nathan & Lewis Securities, INC.Broker
The Advisors Group, INC.Broker
Fleet Enterprises, INC.Broker
Cigna Securities, INC.Broker
Jonathan Alan & CO., INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.