Frank Leyes
Frank Leyes is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3500 Depauw Blvd Ste 2042, Indianapolis, IN, 46268
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank operates his LPL business under the DBA Frank A. Leyes & Associates and is a business owner of Way of Wealth Enterprises, LLC, dedicating a few hours per week to the latter. He also works full-time as an agent selling non-variable insurance through Commonwealth since 1991.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Geneos Wealth Management, INC.Broker
Geneos Wealth Management, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Jefferson Pilot Securities CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
Sun Investment Services CompanyBroker
Jefferson-Pilot Investor Services, INC.Broker
Carillon Investments, INC.Broker
Securities America, INC.Broker
G. R. Phelps & CO., INC.Broker
Jefferson-Pilot Investor Services, INC.Broker
G. R. Phelps & CO., INC.Broker
Connecticut Mutual Financial Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.