TrueAdvisor
TrueAdvisor
TN
TN

Timothy Notaro

LPL Financial LLC
41 Years of Experience
Libertyville, IL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Timothy Notaro is a registered investment advisor at LPL Financial LLC, based in Libertyville, IL, with 41 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 South Milwaukee Avenue, Libertyville, IL, 60048

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Denied
Customer Dispute
July 2004
Denied
Customer Dispute
December 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Timothy works with Wintrust Investments, a DBA for LPL business, as an entity for his LPL business. This investment-related activity takes up a full-time commitment.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2025 - Present · 1 yr 9 mos
LPL Financial LLC
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Wintrust Investments
June 2017 - January 2025 · 7 yrs 7 mos
Wintrust Investments LLCBroker
March 2004 - January 2025 · 20 yrs 10 mos
Vision Investment Services, INC.Broker
October 2000 - March 2004 · 3 yrs 5 mos
Invest Financial CorporationBroker
December 1993 - October 2000 · 6 yrs 10 mos
Northern Trust Securities, INC.Broker
January 1993 - March 2004 · 11 yrs 2 mos
Dean Witter Reynolds INC.Broker
December 1989 - January 1993 · 3 yrs 1 mo
Prudential-Bache Securities INC.Broker
September 1989 - December 1989 · 3 mos
Thomson Mckinnon Securities INC.Broker
May 1985 - September 1989 · 4 yrs 4 mos
State Registrations22 states
AKARAZCACOFLGAILINMIMNMOMTNCNMNVNYOKORTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Libertyville, IL →All financial advisors in Illinois →