Thomas Collins
Thomas Collins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Stratford, CT, with 40 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
6580 Main St, Ryders Landing Ste 102, Stratford, CT, 06614-1605
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Regulatory History (1)
Customer Dispute
September 2017Other Business ActivitiesSells Insurance
Thomas is an independent insurance broker with Standard Insurance Company since 2004, dedicating minimal time to this activity. He is also a board member at Collins since 2020.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Advisor Services, INC.Broker
Wachovia Securities, LLCBroker
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Invest Financial CorporationBroker
First Jersey Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.