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Thomas Collins

Ameriprise Financial Services, LLC
40 Years of Experience
Stratford, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thomas Collins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Stratford, CT, with 40 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6580 Main St Ste 102 & 202, Stratford, CT, 06614-1605

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is an independent insurance broker with Standard Insurance Company since 2004, dedicating minimal time to this activity. He is also a board member at Collins since 2020.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2010 - Present · 15 yrs 10 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 17 yrs
Previous Registrations
Ameriprise Advisor Services, INC.Broker
August 2005 - October 2009 · 4 yrs 2 mos
Wachovia Securities, LLCBroker
November 2001 - August 2005 · 3 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 1999 - November 2001 · 2 yrs 10 mos
Robert Thomas Securities, INCBroker
February 1995 - January 1999 · 3 yrs 11 mos
Invest Financial CorporationBroker
March 1986 - February 1995 · 8 yrs 11 mos
First Jersey Securities, INC.Broker
April 1985 - July 1985 · 3 mos
State Registrations21 states
CACTDEFLGAHIILMAMDMEMNNCNHNVNYOHOKPASCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Thomas Collins - Financial Advisor | TrueAdvisor