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Gaetano D'amato

24 Years of Experience
Red Bank, NJ
Broker

Gaetano D'amato is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Red Bank, NJ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

77 Broad St, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gaetano serves as Power of Attorney for L D since October 2024, dedicating a few hours per week to this non-investment related activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2021 - Present · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2021 - Present · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Morgan Stanley
April 2021 - November 2021 · 7 mos
Morgan StanleyBroker
April 2021 - November 2021 · 7 mos
Morgan Stanley
October 2017 - February 2020 · 2 yrs 4 mos
Morgan StanleyBroker
October 2017 - February 2020 · 2 yrs 4 mos
Credit Suisse Securities (USA) LLC
October 2016 - October 2017 · 1 yr
Credit Suisse Securities (USA) LLCBroker
November 2008 - October 2017 · 8 yrs 11 mos
Barclays Capital INC.Broker
September 2008 - November 2008 · 2 mos
Lehman Brothers INC.Broker
April 2000 - September 2008 · 8 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gaetano D'amato - Financial Advisor | TrueAdvisor