RM
ChFC
RM
ChFC
Ralph Martin is a ChFC-designated registered investment advisor, based in Washington, IL, with 40 years of industry experience.
Location
100 S Main St, Washington, IL, 61571
Get directionsHistory
Regulatory History (6)
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Regulatory
December 2019Final
Regulatory
August 2017Final
Employment Separation After Allegations
December 2014Customer Dispute
August 2011Closed-No Action
Customer Dispute
July 2008Settled
Customer Dispute
August 2006Settled
Other Business ActivitiesSells Insurance
Ralph is an independent insurance agent for various companies since 2015, dedicating a few hours per week. He is also an advisory representative of a Registered Investment Advisor, spending about a quarter of his time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2015 - Present · 11 yrs 4 mos
Cambridge Investment Research, INC.Broker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Princor Financial Services Corporation
December 1998 - January 2015 · 16 yrs 1 mo
Princor Financial Services CorporationBroker
July 1985 - January 2015 · 29 yrs 6 mos
State Registrations32 states
AKALAZCACOCTDEFLGAIAILINKSKYLAMIMNMOMSNCNENVOHOKORPASCTNTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.