Thomas Wiseman
Thomas Wiseman is a registered investment advisor at Wiseman & Associates Wealth Management, based in Middleburg, VA, with 40 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 125 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is up to 1.50% and is negotiable. Web-Based Portfolio Management is offered through Betterment with a 0.50% advisory fee plus a 0.25% platform fee.
Fee Estimator
Location
115 the Plains Road, Suite 100, Middleburg, VA, 20117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is involved in several business activities, including non-variable insurance through Wiseman & Associates Wealth Management and Wiseman & Associates Financial Services, LTD. He also provides investment advisory services through Wiseman Wealth, LLC and manages real estate rentals through Cromwells Run, dedicating about half his time to Wiseman Wealth, LLC.
Employment History
Current Registrations
Wiseman & Associates Wealth Management
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
American General Securities Incorporated
American General Securities IncorporatedBroker
Travelers Equities Sales, INC.Broker
Capitol Securities Management, INC.Broker
Travelers Equities Sales, INC.Broker
Buttonwood Securities Corporation of MassachusettsBroker
First Investors CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.