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Craig Mardi
33 Years of Experience
Omaha, NE
1 DisclosureBrokerSells Insurance
Craig Mardi is a registered investment advisor at Cetera Investment Advisers LLC, based in Omaha, NE, with 33 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
9900 Nicholas St Ste 360, Omaha, NE, 68114
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Regulatory History (1)
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Customer Dispute
March 2013Settled
Other Business ActivitiesSells Insurance
Craig is a registered representative selling fixed insurance products (life, disability, annuities) since 2010. He is also a registered representative offering financial services with Creighton Federal Credit Union.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
March 1998 - Present · 28 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 1998 - Present · 28 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2001 - June 2023 · 22 yrs 3 mos
Lombard Brokerage, INC.Broker
May 1996 - May 1997 · 1 yr
Thomas F. White & CO., IncorporatedBroker
September 1993 - June 1996 · 2 yrs 9 mos
Montano Securities CorporationBroker
July 1993 - July 1994 · 1 yr
Waddell & Reed, INC.Broker
April 1985 - August 1986 · 1 yr 4 mos
State Registrations4 states
COIAMONE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.