CE
CE

Chris Economou

41 Years of Experience
Seattle, WA
1 DisclosureBroker

Chris Economou is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Seattle, WA, with 41 years of industry experience. Chris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25502 advisors
Number of Clients
1,838,984 clients
Average Client Portfolio
$969K average
Assets Under Management
$1781.6B

Fee Structure

Investment management only (planning not offered)

Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:

  • Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
  • Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.

Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.

Loading...

Location

401 Union St, Seattle, WA, 98101

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001
Settled
Other Business Activities

Chris is a general partner/managing member of CATA Enterprises, a limited liability company formed to manage a building inherited from his parents' estate, dedicating minimal time. He also serves as an advisory board member for The Philanthropia Foundation, a senior assisting living facility, spending minimal time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2000 - Present · 26 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1985 - Present · 41 yrs 6 mos
State Registrations26 states
AKALAZCACOCTDCFLGAHIIDMAMDMTNCNJNVNYOHORPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors