Roger Summers
Roger Summers is a registered investment advisor at Haley & Summers Wealth Management, INC., based in Fort Wayne, IN, with 34 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 45 clients with $67M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Minimum annual fee of $5,000. Fees are Not Negotiable.
Fee Estimator
Location
Fort Wayne, IN
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roger is an Investment Advisor Representative (IAR) with Summers Financial Services, charging asset-based fees, which takes nearly full-time. He is also an attorney helping to create wills and trusts, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Haley & Summers Wealth Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.