Todd Graham is a registered investment advisor at LPL Financial LLC, based in Batavia, IL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Batavia, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Todd operates his LPL business under the DBA 5 Star Retirement Strategies, and manages 5 Star Learning Ranch Inc and 5 Star Learning Ranch Land LLC. He also has involvement with non-variable insurance, including trails from Blue Cross Blue Shield of Illinois, dedicating minimal time to these insurance activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
LPL Financial Corporation
LPL Financial CorporationBroker
Waterstone Financial Group, INC.Broker
Oak Brook Securities CORP.Broker
Industry Savings Plans, INC.Broker
Rodman & Renshaw INC.Broker
Griffin, Kubik, Stephens & Thompson, INC.Broker
Pruco Securities CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.