James Mustard
James Mustard is a ChFC-designated registered investment advisor at Planmember Securities Corporation, based in Carpinteria, CA, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2015Other Business ActivitiesSells Insurance
James is a representative/owner of United Financial Northwest LLC, focusing on securities and insurance sales, dedicating nearly full-time hours. He is also President of Mustard Financial Services, Inc. for banking purposes and an insurance agent, spending minimal time on insurance sales.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Lincoln InvestmentBroker
Legend Advisory, LLC
Legend Equities CorporationBroker
Sentra Securities CorporationBroker
Pamco Securities and Insurance ServicesBroker
Gaf Financial and Insurance ServicesBroker
H. C. Copeland and Associates Equities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.