James Harper
James Harper is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Tampa, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
14502 N Dale Mabry Hwy, Ste 200, Tampa, FL, 33618
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent selling term life insurance through carriers not available through Raymond James, dedicating a few hours per week. He also acts as a co-trustee for his parents' trusts, spending minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Banc of America Investment Services, INC.Broker
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
Nationsbanc Securities, INC.Broker
Lehman Brothers INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.