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CFP
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CFP

Patrick Kelly

Raymond James Financial Services Advisors, INC
41 Years of Experience
Plymouth, MN
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Patrick Kelly is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Plymouth, MN, with 41 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3033 Campus Drive, Suite W-110, Plymouth, MN, 55441

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Denied
Customer Dispute
May 1991
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Patrick owns a storage business and is an agent selling term insurance. He also owns a support company, PFK Financial Services Inc., and a DBA for marketing purposes; he spends about half his time on PFK Financial Services Inc.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2013 - Present · 12 yrs 10 mos
Raymond James Financial Services, INC.Broker
November 2007 - Present · 18 yrs 11 mos
Previous Registrations
Aig Financial Advisors, INC.
February 2007 - November 2007 · 9 mos
Aig Financial Advisors, INC.Broker
October 2005 - November 2007 · 2 yrs 1 mo
Sunamerica Securities, INC.Broker
June 1989 - October 2005 · 16 yrs 4 mos
Pruco Securities CorporationBroker
December 1988 - March 1990 · 1 yr 3 mos
Southmark Financial Services, INC.Broker
December 1987 - June 1989 · 1 yr 6 mos
Boardwalk Capital CorporationBroker
April 1987 - January 1988 · 9 mos
R. J. Steichen and CompanyBroker
May 1985 - April 1987 · 1 yr 11 mos
State Registrations37 states
ALARAZCACOCTDEFLGAIAILINMAMDMEMIMNMOMTNCNDNENHNJNVNYOHPARISCSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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