Patricia Kummer
Patricia Kummer is a CFP-designated registered investment advisor at Mariner Wealth, based in Highlands Ranch, CO, with 40 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
8871 Ridgeline Blvd, Suite 100, Highlands Ranch, CO, 80129
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patricia is an independent insurance agent since 1986, focusing on long-term care, dedicating minimal time to this activity. She also works nearly full-time as an investment advisor representative for Mariner Wealth Advisors and as a registered representative for MSEC, LLC.
Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Msec, LLCBroker
Kummer Financial Strategies, LLC
Mutual Securities, INC.Broker
Sagepoint Financial, INC.Broker
Kummer Financial Strategies, INC.
Sunamerica Securities, INC.Broker
Anchor National Financial Services, INC.Broker
Ccm Financial, INC.Broker
Calvert Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.