John Upton
John Upton is a registered investment advisor at Retirement Consulting Group, INC., based in Lake Oswego, OR, with 40 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 84 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.95% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $20.0M | 0.35% |
| $20M+ | 0.20% |
Fees are negotiable. Multiple related accounts within a household shall be aggregated for purposes of determining the applicable annual fee rate to be charged. Fees may be charged on a blended basis from the first dollar under our management.
Fee Estimator
Location
5 Centerpoint Drive, Suite 400, Lake Oswego, OR, 97035
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1989Other Business Activities
John is the Board Chair of the Peter R. Marsh Foundation, a non-profit that awards scholarships and grants, dedicating minimal time. He is also the President of Seaside Cottages LLC, an LLC to hold investment real estate, spending minimal time overseeing the real estate management.
Employment History
Current Registrations
Retirement Consulting Group, INC.
Previous Registrations
Arbor Point Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Dain Bosworth IncorporatedBroker
Kemper Securities Group, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Security Pacific Securities of Oregon, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.