Barbara Bouchey
Barbara Bouchey is a CFP-designated registered investment advisor at Barbara J. Bouchey Asset Management, INC., based in Saratoga Springs, NY, with 40 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 73 clients with $51M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $7.0M | 0.65% |
| $7M+ | 0.50% |
Schedule represents the SEI platform. Portfolios under $1,000,000 have an additional 0.25% administrative fee. Alternative platforms (Prudential and Fidelity 401k) have separate flat rates of 1.25% and 0.5%, respectively. Fees are negotiable.
Fee Estimator
Location
Saratoga Springs, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Barbara J. Bouchey Asset Management, INC.
Previous Registrations
Castle Hill Capital Partners, INC.Broker
Royal Alliance Associates, INC.Broker
Lincoln Investment Planning, INC.Broker
Advantage Capital CorporationBroker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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