David Barrow
David Barrow is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Savannah, GA, with 53 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Savannah, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is the treasurer for the Savannah Benevolent Association and the Christian Business Men's Committee of Downtown Savannah, managing their checking and investment accounts. He is also a member of the Trust Committee for St. John's Church, monitoring investment results and advising the vestry.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne Agee & Leach, INC. Capital Management
Sterne, Agee & Leach, INC.Broker
Interstate/johnson Lane CorporationBroker
Johnson, Lane, Space, Smith & CO., INC.Broker
State Registrations18 states
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