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Jacque Richards

32 Years of Experience
West Des Moines, IA
Broker

Jacque Richards is a registered investment advisor at Morgan Stanley, based in West Des Moines, IA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1080 Jordan Creek Parkway, Suite 400 North, West Des Moines, IA, 50266

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Jacque works as a poll worker for Polk County Auditor in Des Moines, IA since November 2020. This administrative role takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
November 2005 - April 2007 · 1 yr 5 mos
Equitrust Investment Management Services, INC.Broker
January 1999 - October 2003 · 4 yrs 9 mos
Locust Street Securities, INC.Broker
November 1996 - September 1998 · 1 yr 10 mos
Img Financial Services, INC.Broker
November 1989 - May 1994 · 4 yrs 6 mos
Allied Group Securities CorporationBroker
February 1988 - August 1989 · 1 yr 6 mos
State Registrations41 states
AKALARAZCACODEFLGAIAILINKSKYMAMDMEMIMNMOMSMTNCNENHNJNVNYOHOKORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jacque Richards - Financial Advisor | TrueAdvisor