Glen Kauffman
Glen Kauffman is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Harrisonburg, VA, with 29 years of industry experience. Glen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
841 Mt. Clinton Pike, Suite A, Harrisonburg, VA, 22802
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Glen works for Everence, providing investment, financial planning, insurance (med-supp, fixed annuities, life insurance, long-term care insurance), and charitable planning services, taking nearly full-time hours. He also owns rental properties and is an investor in an Airbnb, dedicating minimal time to these activities. Glen also sells fixed insurance products with various companies, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Concourse Financial Group Advisors
Investment Advisors
Everence Trust Company
Investment Advisors
Concourse Financial Group Securities, INC.Broker
Uvest Financial Services Group, INC.Broker
Uvest Financial Services And/or Compass Capital
Mma Capital Management
Proequities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.