Scott Haeffner is a registered investment advisor at LPL Financial LLC, based in Butte, MT, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1940 Dewey Blvd Suite B, Butte, MT, 59701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott operates under Sagemont Investment Group as a DBA for his LPL business, dedicating nearly full-time hours to it. He also has several other business activities, including Mile High Agency Inc, White Pine Acres LLC, Real Estate Broker, and Aspen Management LLC, but spends no time on these.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Securian Financial Services, INC.Broker
Safeco Investment Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.