Mark Trewitt
Mark Trewitt is a registered investment advisor at Delta Investment Management, LLC, based in Plano, TX, with 33 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Investment Management, Retirement Planning. Their firm serves 1,099 clients with $860M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.85% |
Fees range from 1.00% to 1.85% based on the scope and complexity of services, account size, use of third-party strategies, and account history. Fees are negotiable in limited circumstances.
Fee Estimator
Location
4324 Mapleshade Lane, Suite 131, Plano, TX, 75093
Get directionsHistory
Regulatory History (16)
Customer Dispute
October 2020Customer Dispute
November 2019Regulatory
June 2019Customer Dispute
October 2018Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
May 2018Customer Dispute
April 2018Customer Dispute
March 2018Customer Dispute
August 2017Customer Dispute
August 2017Customer Dispute
June 2017Customer Dispute
June 2017Customer Dispute
February 2017Customer Dispute
February 2017Customer Dispute
September 2014Other Business ActivitiesSells Insurance
Mark is the owner and managing partner of Insurance Funding Solutions, LLC, selling life/health insurance and annuities, dedicating about 10% of his time. He is also a managing member/partner of IFSG, Ltd., offering financial planning and consulting, and is involved in various marketing and consulting activities, including business brokerage and employee retention tax credits.
Employment History
Current Registrations
Delta Investment Management, LLC
Previous Registrations
Niagara International Capital LimitedBroker
Vfg Advisors, INC.
Vfg Securities, INC.Broker
Madison Avenue Securities, INC.
Madison Avenue Securities, INC.Broker
Madison Avenue Advisors, INC.
Kalos Management
Kalos Capital, INC.Broker
Ogilvie Security Advisors CorporationBroker
Ogilvie Security Advisors CORP
Walnut Street Advisers INC
Walnut Street Securities, INC.Broker
Ogilvie Security Advisors CorporationBroker
Cadaret, Grant & CO., INC.Broker
Aig Equity Sales CORP.Broker
Sun Investment Services CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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