Kenneth Rumbaugh
Kenneth Rumbaugh is a registered investment advisor at Harbour Investments, INC., based in Lima, OH, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
1727 Allentown Rd, Lima, OH, 45805
Get directionsHistory
Regulatory History (3)
Investigation
May 2002Customer Dispute
April 2001Customer Dispute
March 2001Other Business ActivitiesSells Insurance
Kenneth is an independent insurance agent with Ken Rumbaugh Inc. since 2007, consulting on various insurance and planning matters, and also involved with Investors Preferred Life as an advisor. These activities take minimal time overall.
Employment History
Current Registrations
Harbour Investments, INC.
Harbour Investments, INC.Broker
Previous Registrations
Crown Capital Securities, L.P.Broker
Albany Securities, LLC.Broker
Wrp Investments, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.