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Robert Faehnrich

40 Years of Experience
Prescott, AZ
Broker

Robert Faehnrich is a registered investment advisor at Cetera Investment Advisers LLC, based in Prescott, AZ, with 40 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Prescott, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert is the owner of Faehnrich & Assc. LLC since 1998, which is used only for bill paying. He spends minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
January 2004 - May 2021 · 17 yrs 4 mos
Summit Brokerage Services, INC.Broker
January 2004 - September 2019 · 15 yrs 8 mos
Wachovia Securities Financial Network, LLC
January 2000 - December 2003 · 3 yrs 11 mos
Wachovia Securities Financial Network, LLCBroker
May 1998 - December 2003 · 5 yrs 7 mos
Miller, Johnson & Kuehn, IncorporatedBroker
January 1997 - June 1998 · 1 yr 5 mos
Juran & Moody, INC.Broker
July 1985 - January 1997 · 11 yrs 6 mos
State Registrations14 states
AZCAFLINKSMNNJNMNYORSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.