James Nelson
James Nelson is a registered investment advisor at International Assets Investment Management, LLC, based in Evans City, PA, with 40 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
1525 Evans Road, Evans City, PA, 16033
Get directionsHistory
Regulatory History (6)
Regulatory
May 2017Customer Dispute
June 2016Customer Dispute
January 2016Customer Dispute
August 2015Customer Dispute
March 2009Customer Dispute
May 2005Other Business ActivitiesSells Insurance
James is the owner/advisor for Nelson Financial Services, a DBA for his investment and insurance business, and an advisor for International Assets Investment Management LLC, dedicating nearly full-time hours to each. He also sells fixed life insurance products as an agent for Underwriters Brokerage, serves as a board member for two charitable foundations and the Evans City Library, and owns a harness racehorse.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Previous Registrations
LPL Financial LLCBroker
Ws Griffith Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.