KR
KR

Karl Rickel

40 Years of Experience
Brookfield, CT
1 DisclosureBrokerSells Insurance

Karl Rickel is a registered investment advisor at MML Investors Services, LLC, based in Brookfield, CT, with 40 years of industry experience. Karl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Brookfield, CT

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2022
Final
Other Business ActivitiesSells Insurance

Karl is an insurance agent since 1990, selling life, group health, and long-term care insurance, dedicating minimal time to this activity. Karl also owns real estate since 2004, dedicating minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
February 2000 - Present · 26 yrs 8 mos
MML Investors Services, LLCBroker
January 1986 - Present · 40 yrs 9 mos
State Registrations13 states
CACOCTFLGAMAMENJNYPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors