Gregory Ferone
Gregory Ferone is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Mamaroneck, NY, with 40 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1600 Harrison Avenue, #207, Mamaroneck, NY, 10543
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is a statutory agent for Pinnacle Taxx of Mamaroneck and also owns a tax practice. He is also a part owner in FKP Services, LLC and owner of Ferone Advisory Services, dedicating full-time hours to the latter, which includes investment advisory, tax preparation, financial planning, and insurance.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Pfa/pinnacle Financial Advisors
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
Dime Securities of Ny, INC.Broker
Invest Financial CorporationBroker
Legend Capital CorporationBroker
American Express Financial Advisors INC.Broker
First Investors CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.