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Gregory Franklin

40 Years of Experience
Blue Ash, OH
BrokerSells Insurance

Gregory Franklin is a registered investment advisor, based in Blue Ash, OH, with 40 years of industry experience.

Location

4350 Glendale-Milford, Ste 125, Blue Ash, OH, 45242

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory is involved in several investment-related activities, including selling and servicing non-variable insurance products, brokering disability insurance, and handling term life conversions and annuities. He also works as a registered investment advisor and sells various insurance types, dedicating about half of his time to these activities.

Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs 2 mos
Ifp Securities, LLC
May 2019 - Present · 7 yrs 2 mos
Independent Financial Partners
September 2015 - Present · 10 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
September 2009 - May 2019 · 9 yrs 8 mos
LPL Financial LLC
September 2009 - May 2016 · 6 yrs 8 mos
Mutual Service Corporation
February 2008 - September 2009 · 1 yr 7 mos
Franklin Financial Services
June 1999 - February 2008 · 8 yrs 8 mos
Mutual Service CorporationBroker
January 1993 - September 2009 · 16 yrs 8 mos
Royal Alliance Associates, INC.Broker
November 1989 - January 1993 · 3 yrs 2 mos
Integrated Resources Equity CorporationBroker
September 1985 - November 1989 · 4 yrs 2 mos
State Registrations24 states
AZCACODCFLGAIAIDILINKYMAMONCNJNYOHORSCTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Franklin - Financial Advisor | TrueAdvisor