VT
VT

Vickie Tanabe

28 Years of Experience
Pasadena, CA
Broker

Vickie Tanabe is a registered investment advisor at Wells Fargo Advisors, based in Pasadena, CA, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

225 S Lake St 1190, [Satellite], Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vickie serves as co-trustee for her parent's trust, a role that is investment-related. This requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2025 - Present · 1 yr
Wells Fargo Advisors
May 2025 - Present · 1 yr
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2025 · 21 yrs 10 mos
Wells Fargo Advisors
July 2003 - May 2025 · 21 yrs 10 mos
Prudential Securities Incorporated
March 1999 - July 2003 · 4 yrs 4 mos
Prudential Securities IncorporatedBroker
January 1998 - July 2003 · 5 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vickie Tanabe - Financial Advisor | TrueAdvisor