Scott Brown
Scott Brown is a registered investment advisor at Underdog Wealth Management, LLC, based in Wayzata, MN, with 12 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 408 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
The maximum fee for UnderDog’s Wealth Management service as of September 21, 2015, is 1.75% annually. The fee charged is based on the scope and complexity of the work. UnderDog Wealth Management, LLC’s fees are negotiable. Existing clients may have a different fee structure.
Fee Estimator
Location
3701 Shoreline Drive, Suite 106B, Wayzata, MN, 55391
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is an insurance agent, spending about 10-20% of his time on fixed insurance sales. He also owns Lake Minnetonka Financial, Inc., dedicating nearly full-time hours to this financial role.
Employment History
Current Registrations
Underdog Wealth Management, LLC
Previous Registrations
Capital Asset Advisory Services, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.