Steven Stratton
Steven Stratton is a registered investment advisor at Cornerstone Securities LLC, based in Shady Cove, OR, with 39 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 900 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are up to 2% of the account balance and are negotiable with your representative.
Fee Estimator
Location
Shady Cove, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a sales representative for SNS Global, Inc, focusing on fixed insurance sales and services since 1984, taking nearly full-time hours. He is also involved with Upper Rogue Rotary for philanthropic community service and is a member/distributor for Legal Shield.
Employment History
Current Registrations
Cornerstone Securities LLC
Previous Registrations
Cornerstone Securities LLC
Planmember Securities CorporationBroker
Planmember Securities Corporation
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Integrated Financial & Insurance Services
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
Guardian Investor Services CorporationBroker
G. R. Phelps & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.