James Mattson
James Mattson is a registered investment advisor at Cetera Investment Advisers LLC, based in Sarona, WI, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Sarona, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products with various companies since 1986, dedicating minimal time to this. He is also a financial consultant at Mattson Wealth Management, LLC and an investment advisory representative at Advisornet Financial Inc DBA Advisornet Wealth Partners, spending full-time hours between the two. Finally, James owns 3J's Bucking Bulls LLC, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Advisornet Wealth Partners
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Morgan StanleyBroker
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dain Bosworth IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
State Registrations11 states
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