Richard Soennichsen
Richard Soennichsen is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Santa Rosa, CA, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
175 Concourse Blvd., Suite A, Santa Rosa, CA, 95403
Get directionsHistory
Regulatory History (1)
Regulatory
February 1996Other Business ActivitiesSells Insurance
Richard is a licensed California insurance agent since 1985, selling insurance products. This activity takes minimal time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Afa Advisor Services LLC
Afa Financial Group, LLCBroker
H. Beck, INC.Broker
Nnn Capital CORP.Broker
Fsc Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Mutual Service CorporationBroker
Integrated Resources Equity CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.