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Kathleen O'kane

Ameriprise Financial Services, LLC
9 Years of Experience
Charlotte, NC
1 DisclosureBroker
View SEC Summary
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Kathleen O'kane is a registered investment advisor at Ameriprise Financial Services, LLC, based in Charlotte, NC, with 9 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4521 Sharon Rd Ste 300, Charlotte, NC, 28211

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History

Regulatory History (1)
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Criminal
March 1979
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kathleen is a Sunday School teacher at Hickory Grove Baptist Church in Charlotte, NC since January 2024. This activity requires minimal time and does not occur during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2026 - Present · 4 mos
Ameriprise Financial Services, LLCBroker
June 2026 - Present · 4 mos
Previous Registrations
Edward Jones
August 2017 - July 2026 · 8 yrs 11 mos
Edward JonesBroker
July 2017 - July 2026 · 9 yrs
State Registrations19 states
AZCACOCTFLMDMIMNMSNCNYPASCTXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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