David Finui is a registered investment advisor at LPL Financial LLC, based in Johnstown, PA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
216 Franklin St., Johnstown, PA, 15901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is the President and CEO of Ameriserv Trust & Financial Services Company since 2023, and President of AmeriServ Financial Bank d/b/a AmeriServ Wealth and Capital Management since 2024. These roles, along with DBA for LPL Business, take up nearly all of David's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Investment Professionals, INC.
Investment Professionals, INC.Broker
Berkowitz, Pierchalski INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Legg Mason Masten INC.Broker
State Registrations1 state
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