Duane Bazis
Duane Bazis is a registered investment advisor at Bazis Private Wealth, LLC, based in Omaha, NE, with 26 years of industry experience. Duane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 210 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bazis Private Wealth offers investment management through its Private Portfolio Management Program (PPM). The fees do not exceed 0.5% of the account value if the account meets the minimum of $10,000,000. If the account is less than $10,000,000, the fees range up to 1%. If the account is less than $1,000,000, the fee will not exceed 2%. Fees are negotiable.
Location
816 S. 169th Street, Omaha, NE, 68118
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 1996Customer Dispute
March 1995Customer Dispute
April 1994Other Business ActivitiesSells Insurance
Duane is an independently licensed insurance agent selling life, health, long-term care, and annuity products, dedicating a few hours per week. Duane also owns Bazis Group, a sole proprietorship that leases equipment to Olive Branch Equestrian, LLC, owned by his daughter, spending a few hours per week on this activity as well.
Employment History
Current Registrations
Bazis Private Wealth, LLC
Previous Registrations
Wachovia Securities Financial Network, LLC
Wachovia Securities, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.