Mary James
Mary James is a CFP-designated registered investment advisor at Colomb Investment Management Company, LLC, based in Ocala, FL, with 34 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 8 clients with $2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Colomb Investment Management Company (CIMCO) charges a fee based on the amount of your portfolio. The annual fee can range from 0% to 2% of your portfolio, depending on whether a third-party manager is used and the scope of the engagement. The maximum fee for accounts managed directly by CIMCO is 1.5%. Fees are generally negotiable. Payment is typically due quarterly in advance.
Location
Ocala, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mary is the President and an insurance agent at SWP Group Inc., focusing on fixed insurance sales and dedicating a few hours per week to this role. She is also a Managing Member of Prime Image Design LLC and Touchstone Wealth Advisors, LLC, and an independent author, dedicating minimal time to these activities.
Employment History
Current Registrations
Colomb Investment Management Company, LLC
Previous Registrations
Mcbryar Advisory Services, INC.
Touchstone Wealth Advisors LLC
Wealth with Wisdom Advisors, INC.
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Nylife Securities INC.Broker
Monarch Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.