SL
SL
Sunho Lee is a registered investment advisor at Salem Asset Management, based in South Salem, NY, with 20 years of industry experience. Sunho operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4 clients with $3.7M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
4 clients
Average Client Portfolio
$925K average
Assets Under Management
$3.7M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
South Salem, NY
Get directionsHistory
Regulatory History (5)
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Regulatory
November 2002Final
Customer Dispute
October 2002Settled
Customer Dispute
October 2002Settled
Employment Separation After Allegations
May 2001Customer Dispute
November 2000Settled
Employment History
Current Registrations
Salem Asset Management
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Catalyst FinancialBroker
October 2002 - January 2005 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1987 - June 2001 · 14 yrs 3 mos
First Investors CorporationBroker
June 1985 - October 1985 · 4 mos
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.