Daniel Drappo
Daniel Drappo is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lowville, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7605 N State St, Lowville, NY, 13367
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is a Regional Sales Manager at Community Bank Wealth Management Group since 2018 and operates under Community Investment Services Inc. as a DBA for LPL business. He also works as an agent for non-variable insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Community Investment Services, INC.Broker
Primevest Financial Services, INC.Broker
Marine Midland Securities, INC.Broker
Cigna Financial Advisors,inc.Broker
Integrated Resources Investment Centers, INC.Broker
Empire National Securities, IncorporatedBroker
Pruco Securities CorporationBroker
Great Lakes Equities CO.Broker
First Jersey Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.