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Hazel Heriges
24 Years of Experience
Franklin, TN
1 DisclosureBroker
Hazel Heriges is a registered investment advisor at Raymond James & Associates, INC., based in Franklin, TN, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1550 West McEwen Drive, Suite 450, Franklin, TN, 37067
Get directionsHistory
Regulatory History (1)
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Financial
February 2017Final
Other Business Activities
Hazel works as a DoorDash driver, picking up and delivering food. This takes about 10-20% of her time, and none of it occurs during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
August 2003 - February 2007 · 3 yrs 6 mos
Amsouth Investment Services, INC.Broker
May 2001 - February 2007 · 5 yrs 9 mos
State Registrations19 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.