TrueAdvisor
TrueAdvisor
JB
JB

Joel Blumenschein

Kcd Financial, INC.
41 Years of Experience
Waukesha, WI
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Joel Blumenschein is a registered investment advisor at Kcd Financial, INC., based in Waukesha, WI, with 41 years of industry experience. Joel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,257 clients with $200M in assets under management.

Kcd Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
1,257 clients
Average Client Portfolio
$161K average
Assets Under Management
$202.1M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

KCD Financial offers asset management programs where fees are a percentage of the assets they manage. This fee can range from 0.5% to 3% annually, as agreed upon between you and KCD. The smaller your portfolio, the larger the percentage you might pay, and vice versa. The specific fee structure will be detailed in your Investment Advisory Services Agreement.

View Full SEC Brochure

Location

2717 N Grandview Blvd, Suite 203, Waukesha, WI, 53188

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2022
Judgment / Lien
August 2017
Customer Dispute
December 2016
Denied
Regulatory
April 2012
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joel is the President and Director of Freedom Securities, Inc., dedicating minimal time to officer-related duties. He also serves as the CEO and General Securities Principal of KCD Financial, Inc., dedicating full-time hours to officer and executive functions.

Employment History
Current Registrations
Kcd Financial, INC.
May 2010 - Present · 16 yrs 5 mos
Kcd Financial, INC.
April 2010 - Present · 16 yrs 6 mos
Kcd Financial, INC.Broker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Freedom Investors CORP.
February 2013 - December 2020 · 7 yrs 10 mos
Freedom Investors CORP.Broker
November 2002 - August 2017 · 14 yrs 9 mos
Ez Stocks, INC.Broker
November 2000 - September 2012 · 11 yrs 10 mos
Liss Financial ServicesBroker
September 1996 - November 2000 · 4 yrs 2 mos
Principal Financial Securities,inc.Broker
September 1994 - September 1996 · 2 yrs
Hamilton Investments, INC.Broker
January 1991 - September 1994 · 3 yrs 8 mos
Whitehouse & Moore Investments, INC.Broker
September 1990 - January 1991 · 4 mos
Blinder, Robinson & CO., INC.Broker
June 1985 - October 1990 · 5 yrs 4 mos
State Registrations7 states
CAFLILINTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Waukesha, WI →All financial advisors in Wisconsin →