Lloyd Baxter
Lloyd Baxter is a registered investment advisor at LPL Financial LLC, based in Ocean Springs, MS, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2112 Bienville Blvd., Suite A, Ocean Springs, MS, 39564
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lloyd is a member of Coastal Wealth Management Group and co-manager of Munro Properties. He also sells insurance products and owns rental real estate, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Next Financial Group, INC.Broker
Next Financial Group, INC.
Sagepoint Financial, INC.Broker
Thompson, Diaz, Baxter and Assoc.
Sunamerica Securities, INC.Broker
Ids Financial Services INC.Broker
American Express Financial Advisors INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.