Charlotte Sloan
Charlotte Sloan is a ChFC-designated registered investment advisor at Stonebridge Financial Group, based in San Rafael, CA, with 40 years of industry experience. Charlotte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Stonebridge Financial Group's fee for Wealth Management is based on the amount of your portfolio, but the annual fee will not exceed 1.5%. The advisory fee is charged quarterly in advance. If a third-party money manager is used, their fees will be in addition to Stonebridge's advisory fee.
Location
100 Smith Ranch Road, Suite 112, San Rafael, CA, 94903
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Regulatory History (1)
Customer Dispute
June 2008Employment History
Current Registrations
Stonebridge Financial Group
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.