James Brandt
James Brandt is a registered investment advisor at Independent Financial Group, LLC, based in Palatine, IL, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
134 W. Slade Street, Suite One, Palatine, IL, 60067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several activities, including real estate partnerships, serving as VP at Brandt Financial Concepts Inc. (sales and service of insurance products), and volunteering as a FEMA certified trainer. He dedicates nearly full-time hours to Brandt Financial Concepts Inc., about a quarter of his time to Brandt Financial Concepts, Inc. (DBA), and minimal time to other activities such as property management and the Palatine Fire Pension Board.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Independent Financial Group, LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Geneva Securities,inc.Broker
Whytecliffe Securities INC.Broker
Securities Management & Research, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.