Stephen Engle
Stephen Engle is a registered investment advisor at Cetera Investment Advisers LLC, based in Sunbury, PA, with 34 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
136 Market St, Sunbury, PA, 17801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an insurance agent selling and servicing fixed insurance products since 2003, dedicating about 10-20% of his time to this activity. He also serves as an elected board member for the Community Giving Foundation, spending minimal time on this role.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Wrp Investments, INC.Broker
Olde Economie Financial Consultants, LTD.Broker
Aetna Investment Services, INC.Broker
T.H.E. Financial Group, LTDBroker
Legg Mason Wood Walker, IncorporatedBroker
Legg Mason Warren York, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.